Canadian Securities Administrators

Results: 443



#Item
151Autorité des marchés financiers / Canadian Securities Administrators / Canada / Law / Government / Canadian law / Canadian securities regulation / Securities Commission

Joint Forum of Financial Market Regulators Forum conjoint des autorités de réglementation du marché financier FOR RELEASE ON OCTOBER 24, 2008 Proposed new disclosure regime will provide more meaningful fund informatio

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Source URL: jointforum.ca

Language: English - Date: 2013-10-01 11:01:24
152Canadian Securities Administrators / Autorité des marchés financiers / Ontario Securities Commission / Securities Commission / Business / Canada / Law / Mergers and acquisitions / Canadian law / Canadian securities regulation

CSA Staff Notice[removed]Extension of Consultation Period Proposed National Policy[removed]Guidance for Proxy Advisory Firms June 12, 2014 On April 24, 2014, the Canadian Securities Administrators (the CSA) published for

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Source URL: www.albertasecurities.com

Language: English - Date: 2014-06-12 02:15:32
153Business / Financial services / Financial adviser / Financial planner / Canadian securities regulation / Collective investment scheme / Investment management / Securities Commission of New Zealand / Registered Investment Advisor / Financial economics / Investment / Finance

Working with a financial adviser Canadian Securities Administrators Securities regulators from each province and territory have teamed up to form the Canadian Securities Administrators, or CSA for short. The CSA is prima

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Source URL: www.aretheyregistered.ca

Language: English - Date: 2013-10-09 09:31:33
154Proxy voting / Business / Canadian securities regulation / Corporate governance / Autorité des marchés financiers / Government / Politics / Proxy firm / Proxy Governance /  Inc. / Democracy / Direct democracy / Elections

CSA Notice and Request for Comment Proposed National Policy[removed]Guidance for Proxy Advisory Firms April 24, 2014 Introduction The Canadian Securities Administrators (CSA or we) are publishing for a 60-day

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Source URL: www.albertasecurities.com

Language: English - Date: 2014-06-15 14:15:33
155Financial system / Securities / Self-regulatory organizations / Financial economics / Investment Industry Regulatory Organization of Canada / Finance / Capital market / Regulation / Securities Commission / Financial regulation / Canadian law / Canadian securities regulation

Moving Toward the Canadian Securities Regulatory Authority IIROC’s Financial Administrators Section Conference June 10, [removed]Victoria

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Source URL: www.ocrcvm.ca

Language: English - Date: 2012-05-08 14:54:02
156Canadian securities regulation / 73rd United States Congress / United States Securities and Exchange Commission / Securities regulation in the United States / Securities Act / Canadian Securities Administrators / Financial economics / Law / Non-reporting issuer / Canadian law / Financial regulation / United States securities law

CSA BUSINESS PLAN[removed]Introduction This document represents the collective effort by the Canadian Securities Administrators (CSA) to set out, in a clear and comprehensive manner, the priorities that the Canadian Se

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Source URL: msc.gov.mb.ca

Language: English - Date: 2013-07-10 12:17:33
157Financial system / Securities / Self-regulatory organizations / Financial economics / Investment Industry Regulatory Organization of Canada / Finance / Capital market / Regulation / Securities Commission / Financial regulation / Canadian law / Canadian securities regulation

Moving Toward the Canadian Securities Regulatory Authority IIROC’s Financial Administrators Section Conference June 10, [removed]Victoria

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Source URL: www.iiroc.ca

Language: English - Date: 2012-05-08 13:58:51
158Securities Commission / International Organization of Securities Commissions / United States securities law / Canadian Securities Administrators / Financial system / Finance / U.S. Securities and Exchange Commission / Securities Exchange Act / Canadian law / Canadian securities regulation / Financial regulation

Educating investors to make informed decisions 2010

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Source URL: msc.gov.mb.ca

Language: English - Date: 2013-03-06 16:15:51
159Joint Forum / Financial system / Canada / Securities Commission / Office of the Superintendent of Financial Institutions / Finance / Financial regulation / Canadian Securities Administrators / Canadian securities regulation

Joint Forum of Financial Market Regulators Forum conjoint des autorités de réglementation du marché financier BACKGROUNDER About the Joint Forum of Financial Market Regulators (Joint Forum). The Joint Forum was establ

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Source URL: www.jointforum.ca

Language: English - Date: 2013-10-01 11:01:22
160Financial services / Investor education / Institutional investors / Canadian securities regulation / Securities fraud / Mutual fund / Fraud / Financial economics / Investment / Economics

Prepared for: Canadian Securities Administrators CSA Investor Index Canadian Securities Administrators | www.csa-acvm.ca

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Source URL: msc.gov.mb.ca

Language: English - Date: 2013-03-06 16:15:54
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